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    NCM Forms

    To become a Non-Clearing Member (NCM), you need to fill in the forms listed on this page. 

    Starter Kit for Non-Clearing MemberThe NCM Starter Kit provides you with all basic admission forms necessary for NCMs.

     

    NCM Starter Kit

    The following documents are included:

    • "Know Your Customer" (KYC) Questionnaire
    • NCM01 (with checklist including an overview of all forms and documents necessary for admission)
    • NCM02
    • TP07 VAT details
    • EEX Group Signature Schedule
    NCM Starter Kit
    2023-11-08 NCM Starter Kit Reports Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) zip (6 MB)
    Non-Clearing Member Forms (NCM Forms)
    2023-11-08 KYC Questionnaire Reports Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) zip (3 MB)
    2023-10-04 NCM02c Appendix "Individual Segregation" to the NCM Agreement (Collateral Agreement) Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (162 KB)
    2023-01-23 NCM02b Appendix Backup CM Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (636 KB)
    2022-12-29 NCM02 Agreement Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (157 KB)
    2020-10-27 NCM01 Application Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (584 KB)
    2019-12-27 NCM02a Appendix Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (85 KB)
    2019-12-14 NCM05 Clearer Change Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (221 KB)
    2019-11-07 NCM03 NCM Agreement for Clearing Broker Clients Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (96 KB)
    2019-11-07 NCM03a Appendix to the NCM Agreement for Clearing Broker Client Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (81 KB)
    2017-09-07 NCM07 Power of Authority for ECC Regarding the Transfer of Collateral in Urgent Cases Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (79 KB)

    Further Documents

    In addition to the NCM forms, the following documents have to be provided: 

    • proof of signature, copies of the ID cards of all persons who sign this application
    • annual report
    • certificate from company registry

     

    DCP CM Forms

    To become a DCP Clearing Member (DCP CM), you need to fill in the forms listed on this page. 

    Starter Kit for DCP Clearing Member

    The DCP CM Starter Kit provides you with all basic admission forms necessary for DCP CMs.

     

    DCP CM Starter Kit

    The following documents are included:

    • "Know Your Customer" (KYC) Questionnaire
    • DCP01 (with checklist including an overview of all forms and documents necessary for admission)
    • CM02 Clearing Agreement
    • EEX Group Signature Schedule
    • TP07 VAT details
    • O09 DCPCM Limit Adjustment
    • O10 DCPCM Cash Deposit and Release
    • O11 DCPCM Auction Cash Deposit and Release
    DCP CM Starter Kit
    2023-11-08 DCP CM Starter Kit Reports Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) zip (6 MB)
    DCP Clearing Member Forms (DCP CM Forms)
    2023-11-08 KYC Questionnaire Reports Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) zip (2 MB)
    2023-10-23 O09 DCPCM Limit Adjustment Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (136 KB)
    2023-10-23 O10 DCPCM Cash Deposit and Release Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (136 KB)
    2023-10-23 O11 DCPCM Auction Cash Deposit and Release Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (661 KB)
    2023-05-30 DCP01 Application Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (1 MB)
    2021-05-17 CM02 Clearing Agreement Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (720 KB)
    2020-06-30 DCP03a Bank Guarantee Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (73 KB)
    2020-06-30 DCP03b Parent Company Guarantee Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (74 KB)

    Further Documents

    In addition to the DCP CM forms, the following documents have to be provided:

    • proof of signature, copies of the ID cards of all persons who sign this application
    • annual report
    • certificate from company registry
    • trilateral Settlement Bank Agreement or copy of the bilateral agreement with the Settlement Bank

     

     

    CM Forms

    In order to be granted a Clearing Member license the following forms and documents are necessary. 

    If you wish to trade at one of ECC's Partner Exchanges, please fill in the relevant Trading-Participant forms (TP-forms).

     

    CM Starter Kit

    The CM Starter Kit provides you with all basic admission forms necessary for CMs
    Included are the following documents:

    • CM Questionnaire
    • CM01, CM02, CM04, T01, T06, T10 forms
    • Checklist including an overview of all forms and documents necessary for admission
    CM Starter Kit
    2023-10-19 CM Starter Kit Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (8 MB)
    Clearing Member Forms (CM Forms)
    2023-09-26 CM02c Omnibus Agreement Regarding the Omnibus Account Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (670 KB)
    2023-09-26 CM02e Setup of Simple Omnibus Pool Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (652 KB)
    2023-04-18 CM Questionnaire Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) docx (148 KB)
    2022-10-06 CM04 Setup / Modification / Deletion of Contacts and Functions Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (2 MB)
    2021-05-17 CM01 Application for Granting of a Clearing License Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (690 KB)
    2021-05-17 CM02 Clearing Agreement Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (720 KB)
    2021-05-17 CM02a Appendix to the application for granting of a Clearing License for Indirect Clearing Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (668 KB)
    2021-05-17 CM05 Bank Guarantee for missing liable equity Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (642 KB)
    2019-05-29 CM08 Activation of Commercial Bank Account Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (148 KB)
    2018-10-12 CM08a Authorisation of the Commercial Bank Account Holder Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (620 KB)
    2018-07-13 CM12 Authorisation of the TARGET2 account holder Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (72 KB)
    2017-09-06 CM02d Setup of House Pool Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (123 KB)

    Anja Drosdziok

    Director Member Readiness

    +49 341 24680-261 memberreadiness@ecc.de

    TP Forms

    Separate Trading Participant Forms (TP Forms), which are listed in the table below, have to be sent in for the settlement of specific products and if physical delivery is choosen. It will be a proof for the ability for physical delivery towards ECC. These forms have to be handed in by Non-Clearing Members as well as Clearing Members if they wish to start trading at one of ECC's Partner Exchanges.

    Downloads
    2023-11-28 EPEX - Nordics Power Contracts (TP_EPEX_02a_NORDIC, TP_EPEX_02b_NORDIC) Admission Forms Trading Participant (TP) Forms zip (3 MB)
    2023-11-28 EPEX - Polish Power Contracts (TP_EPEX_03a_POLISH, TP_EPEX_03b_POLISH) Admission Forms Trading Participant (TP) Forms zip (2 MB)
    2023-08-22 EEX - Natural Gas (TP_EEX_05a, TP_EEX_05b, TP_EEX_05c) Admission Forms Trading Participant (TP) Forms zip (4 MB)
    2023-06-26 HUPX - Hungarian Power Spot (TP_HUPX_01a, TP_HUPX_01b) Admission Forms Trading Participant (TP) Forms zip (1 MB)
    2023-05-11 SEEPEX - Serbian Power (TP_SEEPEX_01a, TP_SEEPEX_01b) Admission Forms Trading Participant (TP) Forms zip (1 MB)
    2023-04-11 EPEX - Power Contracts (TP_EPEX_01a, TP_EPEX_01b, TP02, BSCP71) Admission Forms Trading Participant (TP) Forms zip (3 MB)
    2023-01-09 TP07 VAT Details Admission Forms Trading Participant (TP) Forms pdf (731 KB)
    2022-04-04 EEX - Emission Rights Spot Contracts and Emission Rights Futures (TP_EEX_04_Emission Rights) Admission Forms Trading Participant (TP) Forms pdf (258 KB)
    2022-04-04 EEX - Guarantees of Origin (TP_EEX_03_GoO) Admission Forms Trading Participant (TP) Forms pdf (211 KB)
    2022-04-04 HUDEX - Hungarian Power Futures (TP_HUDEX_01) Admission Forms Trading Participant (TP) Forms pdf (211 KB)
    2022-04-04 SEMOpx - SEMOpx power contracts (TP_SEMOPX_01a, TP_SEMOPX_01b) Admission Forms Trading Participant (TP) Forms zip (410 KB)
    2022-04-04 NOREXECO - Financial Futures (NXE_01) Admission Forms Trading Participant (TP) Forms pdf (1 MB)
    2022-04-01 EEX - OTF Power (TP_EEX_01a, TP_EEX_01b) Admission Forms Trading Participant (TP) Forms zip (408 KB)
    2021-04-14 EEX Asia - Financial Futures and Options (TP_EEXA_01) Admission Forms Trading Participant (TP) Forms zip (251 KB)
    2020-01-03 PXE - Financial Power (TP_PXE_02) Admission Forms Trading Participant (TP) Forms pdf (163 KB)
    2017-09-07 TP08 Registration as an End Consumer of Energy According to the Austrian Energy Efficiency Act (EEFFG) Admission Forms Trading Participant (TP) Forms pdf (149 KB)

    FAQ APX Migration

    Download the FAQ for general details about the clearing migration for transactions concluded on APX to ECC.

    Technical Forms

    To receive access to one of ECC’s clearing and settlement systems for using the full scope of our services the member has to provide the respective technical form.  

    Downloads
    2023-02-17 T10c - Application for Setup/Deletion of Security Administration (SA) Account in C7 Clearing GUI Admission Forms Technical Forms pdf (654 KB)
    2020-09-07 T10s - Application for Setup/ Modification/ Deletion of User IDs and of User for ECC Risk Management Services in the ECC Member Area Admission Forms Technical Forms pdf (1 MB)
    2019-10-16 T01 Order of Technical Access to EUREX system Admission Forms Technical Forms pdf (182 KB)
    2019-03-01 T07_ECC - Notification of Outsourcing of Backoffice Functions of ECC Non-Clearing Members Admission Forms Technical Forms zip (2 MB)
    2018-07-13 T10p Application for setup / modification / deletion of user-IDs for the ECC Public FTP server Admission Forms Trading Participant (TP) Forms zip (144 KB)
    2018-07-13 T10v User Application for setup / modification / deletion of user-IDs for the ECC Public FTP server (Software Vendors) Admission Forms Technical Forms zip (124 KB)

    Operational Forms

    The listed forms are applicable in the framework of our daily operational processes and to assign authorized representatives towards ECC.

    Downloads
    2023-10-23 O11 DCPCM Auction Cash Deposit and Release Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (661 KB)
    2023-03-15 O07a Application Emission Rights as Margin Credit Admission Forms Operational Forms pdf (1 MB)
    2023-03-15 O07b Release Emission Rights as Margin Credit Admission Forms Operational Forms pdf (698 KB)
    2022-12-19 O09 Limit Adjustment Admission Forms Operational Forms zip (132 KB)
    2022-12-19 O10 Cash Deposit and Release Admission Forms Operational Forms zip (118 KB)
    2022-09-13 Signature Schedule Admission Forms Operational Forms pdf (282 KB)
    2021-12-09 O04 Collateral Deposit / Collateral Release Admission Forms Operational Forms zip (132 KB)
    2021-12-09 O05 Intraday Collateral Deposit / Collateral Release Admission Forms Operational Forms zip (152 KB)
    2018-07-13 O08 Application Form Bank Guarantee on First Demand as Margin Credit on Spot Margin Admission Forms Operational Forms zip (80 KB)

    NCM Starter Kit

    The NCM Starter Kit provides you with all basic admission forms necessary for NCMs as well as a checklist.

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    Clearing Conditions

    Detailed information on ECC clearing and settlement.

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    Price List

    Detailed information on fees and invoicing.

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