NCM Forms

    To become a Non-Clearing Member (NCM), you need to fill in the forms listed on this page. 

    Starter Kit for Non-Clearing MemberThe NCM Starter Kit provides you with all basic admission forms necessary for NCMs.

     

    NCM Starter Kit

    The following documents are included:

    • "Know Your Customer" (KYC) Questionnaire
    • NCM01 (with checklist including an overview of all forms and documents necessary for admission)
    • NCM02
    • TP07 VAT details
    • T10 User Setup
    • EEX Group Signature Schedule
    NCM Starter Kit
    2020-02-17 NCM Starter Kit Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) zip (2 MB)
    Non-Clearing Member Forms (NCM Forms)
    2019-12-18 NCM01 Application Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (100 KB)
    2019-11-08 NCM02a Appendix Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (85 KB)
    2019-11-07 KYC Questionnaire Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) zip (516 KB)
    2019-11-07 NCM02 Agreement Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (98 KB)
    2019-11-07 NCM03 NCM Agreement for Clearing Broker Clients Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) zip (67 KB)
    2019-11-07 NCM03a Appendix to the NCM Agreement for Clearing Broker Client Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) zip (58 KB)
    2019-11-07 NCM05 Clearer Change Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (96 KB)
    2019-11-07 NCM05a Clearer Change Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) pdf (100 KB)
    2017-09-07 NCM02b Appendix Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) zip (55 KB)
    2017-09-07 NCM02c Appendix "Individual Segregation" to the NCM Agreement (Collateral Agreement) Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) zip (65 KB)
    2017-09-07 NCM07 Power of Authority for ECC Regarding the Transfer of Collateral in Urgent Cases Admission Forms Non-Clearing Member (NCM) Non-Clearing Member Forms (NCM) zip (60 KB)

    Further Documents

    In addition to the NCM forms, the following documents have to be provided: 

    • proof of signature, copies of the ID cards of all persons who sign this application
    • annual report
    • certificate from company registry

     

    DCP CM Forms

    To become a DCP Clearing Member (DCP CM), you need to fill in the forms listed on this page. 

    Starter Kit for DCP Clearing Member

    The DCP CM Starter Kit provides you with all basic admission forms necessary for DCP CMs.

     

    DCP CM Starter Kit

    The following documents are included:

    • "Know Your Customer" (KYC) Questionnaire
    • DCP01 (with checklist including an overview of all forms and documents necessary for admission)
    • CM02 Clearing Agreement
    • EEX Group Signature Schedule
    • TP07 VAT details
    • T10 User Setup
    • O09 DCPCM Limit Adjustment
    • O10 DCPCM Cash Deposit and Release
    DCP CM Starter Kit
    2020-02-17 DCP CM Starter Kit Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) zip (2 MB)
    DCP Clearing Member Forms (DCP CM Forms)
    2020-06-30 DCP03a Bank Guarantee Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (73 KB)
    2020-06-30 DCP03b Parent Company Guarantee Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (74 KB)
    2019-12-18 DCP01 Application Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) pdf (142 KB)
    2019-07-01 KYC Questionnaire Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) zip (567 KB)
    2019-04-12 CM02 Clearing Agreement Admission Forms Direct Clearing Participant (DCP) DCP Clearing Member Forms (DCP CM Forms) zip (106 KB)

    Further Documents

    In addition to the DCP CM forms, the following documents have to be provided:

    • proof of signature, copies of the ID cards of all persons who sign this application
    • annual report
    • certificate from company registry
    • trilateral Settlement Bank Agreement or copy of the bilateral agreement with the Settlement Bank

     

     

    CM Forms

    In order to be granted a Clearing Member license the following forms and documents are necessary. 

    If you wish to trade at one of ECC's Partner Exchanges, please fill in the relevant Trading-Participant forms (TP-forms).

     

    CM Starter Kit

    The CM Starter Kit provides you with all basic admission forms necessary for CMs
    Included are the following documents:

    • CM Questionnaire
    • CM01, CM02, CM04, T01, T06, T10 forms
    • Checklist including an overview of all forms and documents necessary for admission
    CM Starter Kit
    2020-05-25 CM Starter Kit Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (1,024 KB)
    Clearing Member Forms (CM Forms)
    2020-05-25 CM02 Clearing Agreement Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (80 KB)
    2020-05-20 CM04 Setup / Modification / Deletion of Contacts and Functions Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) pdf (351 KB)
    2019-05-01 CM01 Application for Granting of a Clearing License Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (89 KB)
    2019-04-11 CM02c Omnibus Agreement Regarding the Omnibus Account Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (78 KB)
    2019-01-16 CM08 Activation of Commercial Bank Account Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (66 KB)
    2018-10-12 CM08a Authorisation of the Commercial Bank Account Holder Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (56 KB)
    2018-07-13 CM Questionnaire Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (99 KB)
    2018-07-13 CM12 Authorisation of the TARGET2 account holder Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (55 KB)
    2018-07-13 CM13 Authorisation of the Clearstream account holder Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (54 KB)
    2018-04-04 CM02a Appendix to the application for granting of a Clearing License for Indirect Clearing Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (157 KB)
    2017-11-01 CM14 Setup of foreign currency margining Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (20 KB)
    2017-09-07 CM02d Setup of House Pool Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (59 KB)
    2017-09-07 CM02e Setup of Simple Omnibus Pool Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (58 KB)
    2017-09-07 CM05 Bank Guarantee for missing liable equity Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (57 KB)
    2017-09-07 CM07 Power of attorney ECC transaction settlement (foreign currency) Admission Forms Clearing Member (CM) Clearing Member Forms (CM Forms) zip (57 KB)

    Anja Drosdziok

    Director Member Readiness

    +49 341 24680-261 memberreadiness@ecc.de

    New Members

    • Gruppo Societa Gas Rimini S.p.A.
    • Next Energy Partner SRL
    • Branden Kapital AS
    • Energy MT EAD
    • Cobblestone Energy Ltd

    TP Forms

    Separate Trading Participant Forms (TP Forms), which are listed in the table below, have to be sent in for the settlement of specific products and if physical delivery is choosen. It will be a proof for the ability for physical delivery towards ECC. These forms have to be handed in by Non-Clearing Members as well as Clearing Members if they wish to start trading at one of ECC's Partner Exchanges.

    Downloads
    2020-06-11 EPEX SPOT SE: EPEX SPOT - Power Contracts (TP_EPEX_01a, TP_EPEX_01b, TP_EPEX Nordic_02a, TP_EPEX Nordic_02b, TP02, BSCP71) Admission Forms Trading Participant (TP) Forms zip (600 KB)
    2020-05-27 EEX- Natural Gas (TP_EEX_05a, TP_EEX_05b, TP_EEX_05c) Admission Forms Trading Participant (TP) Forms zip (246 KB)
    2020-01-03 EEX - Application for Approval as a Trading Participant in Emission Rights Spot Contracts and Emission Rights Futures (TP_EEX_04) Admission Forms Trading Participant (TP) Forms zip (68 KB)
    2020-01-03 EEX – OTF Power (TP_EEX_01a, TP_EEX_01b) Admission Forms Trading Participant (TP) Forms zip (144 KB)
    2020-01-03 EEX - Application for a approval as a trading participant (TP_GoO_02) Admission Forms Trading Participant (TP) Forms zip (63 KB)
    2020-01-03 Hungarian Power Futures (TP_HUDEX_01) Admission Forms Trading Participant (TP) Forms zip (63 KB)
    2020-01-03 HUPX - Hungarian Power (TP_HUPX_01a, TP_HUPX_01b) Admission Forms Trading Participant (TP) Forms zip (141 KB)
    2020-01-03 NOREXECO - Financial Futures (NXE_01) Admission Forms Trading Participant (TP) Forms zip (65 KB)
    2020-01-03 PXE – Financial Power (TP_PXE_02) Admission Forms Trading Participant (TP) Forms zip (63 KB)
    2020-01-03 EEX Asia - Application for approval as a Trading Participant in Financial Futures and Options (TP_CLTX_01) Admission Forms Trading Participant (TP) Forms zip (83 KB)
    2020-01-03 SEEPEX – Serbian Power (TP_SEEPEX_01a, TP_SEEPEX_01b) Admission Forms Trading Participant (TP) Forms zip (140 KB)
    2020-01-03 SEMOpx - Application for Approval as a trading participant in SEMOpx power contracts (TP_SEMOPX_01a, TP_SEMOPX_01b) Admission Forms Trading Participant (TP) Forms zip (137 KB)
    2018-07-13 TP07 VAT Details Admission Forms Trading Participant (TP) Forms zip (87 KB)
    2017-09-07 TP08 Registration as an End Consumer of Energy According to the Austrian Energy Efficiency Act (EEFFG) Admission Forms Trading Participant (TP) Forms zip (58 KB)

    FAQ APX Migration

    Download the FAQ for general details about the clearing migration for transactions concluded on APX to ECC.

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    Technical Forms

    To receive access to one of ECC’s clearing and settlement systems for using the full scope of our services the member has to provide the respective technical form.  

    Downloads
    2019-12-18 T10 - Application for setup/modification/deletion of user-IDs and of user for ECC risk management services Admission Forms Technical Forms pdf (157 KB)
    2019-10-16 T01 Order of Technical Access to EUREX system Admission Forms Technical Forms pdf (142 KB)
    2019-09-11 T06 Setup for Common Report Engine for distribution of EUREX reports Admission Forms Technical Forms pdf (74 KB)
    2019-03-01 T07_ECC - Notification of Outsourcing of Backoffice Functions of ECC Non-Clearing Members Admission Forms Technical Forms zip (76 KB)
    2018-07-13 T10p Application for setup / modification / deletion of user-IDs for the ECC Public FTP server Admission Forms Trading Participant (TP) Forms zip (56 KB)
    2018-07-13 T10v User Application for setup / modification / deletion of user-IDs for the ECC Public FTP server (Software Vendors) Admission Forms Technical Forms zip (62 KB)

    Operational Forms

    The listed forms are applicable in the framework of our daily operational processes and to assign authorized representatives towards ECC.

    Downloads
    2019-11-07 Signature Schedule Admission Forms Operational Forms pdf (192 KB)
    2019-06-18 O09 Limit Adjustment Admission Forms Operational Forms zip (65 KB)
    2019-02-25 O10 Cash Deposit and Release Admission Forms Operational Forms zip (59 KB)
    2018-07-13 O04 Collateral Deposit / Collateral Release Admission Forms Operational Forms zip (63 KB)
    2018-07-13 O05 Intraday Collateral Deposit / Collateral Release Admission Forms Operational Forms zip (65 KB)
    2018-07-13 O07 EUA as Collateral Admission Forms Operational Forms zip (111 KB)
    2018-07-13 O08 Application Form Bank Guarantee on First Demand as Margin Credit on Spot Margin Admission Forms Operational Forms zip (80 KB)

    Anett Wimmer

    Senior Account Manager

    +49 341 24680-154 memberreadiness@ecc.de

    Clearing Conditions

    Detailed information on ECC clearing and settlement.

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    Price List

    Detailed information on fees and invoicing.

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    NCM Starter Kit

    The NCM Starter Kit provides you with all basic admission forms necessary for NCMs as well as a checklist.

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