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    NCM Forms

    To become a Non-Clearing Member (NCM), you need to fill in the forms listed on this page. 

    Starter Kit for Non-Clearing MemberThe NCM Starter Kit provides you with all basic admission forms necessary for NCMs.

     

    NCM Starter Kit

    The following documents are included:

    • "Know Your Customer" (KYC) Questionnaire
    • NCM01 (with checklist including an overview of all forms and documents necessary for admission)
    • NCM02
    • TP07 VAT details
    • EEX Group Signature Schedule
    Publishing date Title File
    2024-07-16 NCM Starter Kit zip (9 MB)

    Non-Clearing Member Forms (NCM Forms)

    Publishing date Title File
    2024-06-17 NCM01 Application pdf (2 MB)
    2024-02-15 KYC Questionnaire zip (4 MB)
    2024-01-25 NCM02 Agreement pdf (395 KB)
    2024-01-02 NCM02a Appendix pdf (330 KB)
    2023-12-07 NCM05a Clearer Change pdf (164 KB)
    2023-10-04 NCM02c Appendix "Individual Segregation" to the NCM Agreement (Collateral Agreement) pdf (162 KB)
    2023-01-23 NCM02b Appendix Backup CM pdf (636 KB)
    2019-12-14 NCM05 Clearer Change pdf (221 KB)
    2019-11-07 NCM03 NCM Agreement for Clearing Broker Clients pdf (96 KB)
    2019-11-07 NCM03a Appendix to the NCM Agreement for Clearing Broker Client pdf (81 KB)
    2017-09-07 NCM07 Power of Authority for ECC Regarding the Transfer of Collateral in Urgent Cases pdf (79 KB)

    Further Documents

    In addition to the NCM forms, the following documents have to be provided: 

    • annual report
    • certificate from company registry

     

    DCP Member Forms

    To become a DCP Member you need to fill in the forms listed on this page. 

    Starter Kit for DCP Member

    The DCP Member Starter Kit provides you with all basic admission forms necessary for DCP Members.

     

    DCP Member Starter Kit

    The following documents are included:

    • "Know Your Customer" (KYC) Questionnaire
    • DCP01 (with checklist including an overview of all forms and documents necessary for admission)
    • CM02 Clearing Agreement
    • EEX Group Signature Schedule
    • TP07 VAT details
    • O09 DCPCM Limit Adjustment
    • O10 DCPCM Cash Deposit and Release
    • O11 DCPCM Auction Cash Deposit and Release
    Publishing date Title File
    2024-07-16 DCP CM Starter Kit zip (9 MB)
    Publishing date Title File
    2024-06-17 DCP01 Application pdf (2 MB)
    2024-03-26 O09 DCPCM Limit Adjustment pdf (122 KB)
    2024-02-27 KYC Questionnaire zip (3 MB)
    2023-10-23 O10 DCPCM Cash Deposit and Release pdf (136 KB)
    2023-10-23 O11 DCPCM Auction Cash Deposit and Release pdf (674 KB)
    2021-05-17 CM02 Clearing Agreement pdf (720 KB)
    2020-06-30 DCP03a Bank Guarantee pdf (73 KB)
    2020-06-30 DCP03b Parent Company Guarantee pdf (74 KB)

    Further Documents

    In addition to the DCP Member forms, the following documents have to be provided:

    • annual report
    • certificate from company registry
    • trilateral Settlement Bank Agreement or copy of the bilateral agreement with the Settlement Bank

     

     

    CM Forms

    In order to be granted a Clearing Member license the following forms and documents are necessary. 

    If you wish to trade at one of ECC's Partner Exchanges, please fill in the relevant Trading-Participant forms (TP-forms).

     

    CM Starter Kit

    The CM Starter Kit provides you with all basic admission forms necessary for CMs
    Included are the following documents:

    • CM Questionnaire
    • CM01, CM02, CM04, T01, T06, T10 forms
    • Checklist including an overview of all forms and documents necessary for admission
    Publishing date Title File
    2024-07-16 CM Starter Kit zip (10 MB)

    Clearing Member Forms (CM Forms)

    Publishing date Title File
    2024-05-13 CM01 Application for Granting of a Clearing License pdf (2 MB)
    2024-01-23 CM02e Setup of Simple Omnibus Pool pdf (744 KB)
    2023-09-26 CM02c Omnibus Agreement Regarding the Omnibus Account pdf (670 KB)
    2023-04-18 CM Questionnaire docx (148 KB)
    2022-10-06 CM04 Setup / Modification / Deletion of Contacts and Functions pdf (2 MB)
    2021-05-17 CM02 Clearing Agreement pdf (720 KB)
    2021-05-17 CM02a Appendix to the application for granting of a Clearing License for Indirect Clearing pdf (668 KB)
    2021-05-17 CM05 Bank Guarantee for missing liable equity pdf (642 KB)
    2019-05-29 CM08 Activation of Commercial Bank Account pdf (148 KB)
    2018-10-12 CM08a Authorisation of the Commercial Bank Account Holder pdf (620 KB)
    2018-07-13 CM12 Authorisation of the TARGET2 account holder pdf (72 KB)
    2017-09-06 CM02d Setup of House Pool pdf (123 KB)

    Anja Drosdziok

    Director Member Readiness

    +49 341 24680-261 memberreadiness@ecc.de

    TP Forms

    Separate Trading Participant Forms (TP Forms), which are listed in the table below, have to be sent in for the settlement of specific products and if physical delivery is choosen. It will be a proof for the ability for physical delivery towards ECC. These forms have to be handed in by Non-Clearing Members as well as Clearing Members if they wish to start trading at one of ECC's Partner Exchanges.

    Publishing date Title File
    2024-07-15 EPEX - Nordics Power Contracts (TP_EPEX_02a_NORDIC, TP_EPEX_02b_NORDIC) zip (3 MB)
    2024-07-15 EPEX - Polish Power Contracts (TP_EPEX_03a_POLISH, TP_EPEX_03b_POLISH) zip (845 KB)
    2024-07-15 EPEX - Power Contracts (TP_EPEX_01a, TP_EPEX_01b, TP02, BSCP71) zip (4 MB)
    2024-07-04 EEX - Guarantees of Origin (European Energy Exchange, TP_EEX_06_GoO) pdf (110 KB)
    2024-05-29 BSP - Slovenian Power Contracts (TP_BSP_01a, TP_BSP_01b) zip (2 MB)
    2024-03-25 HUPX - Hungarian Power Spot (TP_HUPX_01a, TP_HUPX_01b) zip (325 KB)
    2024-03-21 TP07 VAT Details pdf (790 KB)
    2023-08-22 EEX - Natural Gas (TP_EEX_05a, TP_EEX_05b, TP_EEX_05c) zip (4 MB)
    2023-05-11 SEEPEX - Serbian Power (TP_SEEPEX_01a, TP_SEEPEX_01b) zip (1 MB)
    2022-04-04 EEX - Emission Rights Spot Contracts and Emission Rights Futures (TP_EEX_04_Emission Rights) pdf (258 KB)
    2022-04-04 EEX - Guarantees of Origin (TP_EEX_03_GoO) pdf (211 KB)
    2022-04-04 HUDEX - Hungarian Power Futures (TP_HUDEX_01) pdf (211 KB)
    2022-04-04 NOREXECO - Financial Futures (NXE_01) pdf (1 MB)
    2022-04-04 SEMOpx - SEMOpx power contracts (TP_SEMOPX_01a, TP_SEMOPX_01b) zip (410 KB)
    2022-04-01 EEX - OTF Power (TP_EEX_01a, TP_EEX_01b) zip (408 KB)
    2021-04-14 EEX Asia - Financial Futures and Options (TP_EEXA_01) zip (251 KB)
    2020-01-03 PXE - Financial Power (TP_PXE_02) pdf (163 KB)
    2017-09-07 TP08 Registration as an End Consumer of Energy According to the Austrian Energy Efficiency Act (EEFFG) pdf (149 KB)

    FAQ APX Migration

    Download the FAQ for general details about the clearing migration for transactions concluded on APX to ECC.

    Technical Forms

    To receive access to one of ECC’s clearing and settlement systems for using the full scope of our services the member has to provide the respective technical form.  

    Publishing date Title File
    2023-02-17 T10c - Application for Setup/Deletion of Security Administration (SA) Account in C7 Clearing GUI pdf (654 KB)
    2020-09-07 T10s - Application for Setup/ Modification/ Deletion of User IDs and of User for ECC Risk Management Services in the ECC Member Area pdf (1 MB)
    2019-10-16 T01 Order of Technical Access to EUREX system pdf (182 KB)
    2019-03-01 T07_ECC - Notification of Outsourcing of Backoffice Functions of ECC Non-Clearing Members zip (2 MB)
    2018-07-13 T10p Application for setup / modification / deletion of user-IDs for the ECC Public FTP server zip (144 KB)
    2018-07-13 T10v User Application for setup / modification / deletion of user-IDs for the ECC Public FTP server (Software Vendors) zip (124 KB)

    Operational Forms

    The listed forms are applicable in the framework of our daily operational processes and to assign authorized representatives towards ECC.

    Publishing date Title File
    2024-06-07 O04 Collateral Deposit / Collateral Release zip (142 KB)
    2024-06-07 O05 Intraday Collateral Deposit / Collateral Release zip (185 KB)
    2024-02-01 O10 Cash Deposit and Release pdf (136 KB)
    2024-01-12 Signature Schedule pdf (1 MB)
    2023-10-23 O11 DCPCM Auction Cash Deposit and Release pdf (674 KB)
    2023-03-15 O07a Application Emission Rights as Margin Credit pdf (1 MB)
    2023-03-15 O07b Release Emission Rights as Margin Credit pdf (698 KB)
    2018-07-13 O08 Application Form Bank Guarantee on First Demand as Margin Credit on Spot Margin zip (80 KB)

    Clearing Conditions

    Detailed information on ECC clearing and settlement.

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    Price List

    Detailed information on fees and invoicing.

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