Admission Forms
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NCM Forms
To become a Non-Clearing Member (NCM), you need to fill in the forms listed on this page.
The NCM Starter Kit provides you with all basic admission forms necessary for NCMs.
NCM Starter Kit
The following documents are included:
- "Know Your Customer" (KYC) Questionnaire
- NCM01 (with checklist including an overview of all forms and documents necessary for admission)
- NCM02
- TP07 VAT details
- EEX Group Signature Schedule
| Publishing date | Title | File |
|---|---|---|
| 2024-08-22 | NCM Starter Kit | zip (9 MB) |
Non-Clearing Member Forms (NCM Forms)
| Publishing date | Title | File |
|---|---|---|
| 2024-08-05 | KYC Questionnaire | zip (4 MB) |
| 2024-06-17 | NCM01 Application | pdf (2 MB) |
| 2024-01-25 | NCM02 Agreement | pdf (395 KB) |
| 2024-01-02 | NCM02a Appendix | pdf (330 KB) |
| 2023-12-07 | NCM05a Clearer Change | pdf (164 KB) |
| 2023-10-04 | NCM02c Appendix "Individual Segregation" to the NCM Agreement (Collateral Agreement) | pdf (162 KB) |
| 2023-01-23 | NCM02b Appendix Backup CM | pdf (636 KB) |
| 2019-12-14 | NCM05 Clearer Change | pdf (221 KB) |
Further Documents
In addition to the NCM forms, the following documents have to be provided:
- annual report
- certificate from company registry
DCP Member Forms
To become a DCP Member you need to fill in the forms listed on this page.
Starter Kit for DCP Member
The DCP Member Starter Kit provides you with all basic admission forms necessary for DCP Members.
DCP Member Starter Kit
The following documents are included:
- "Know Your Customer" (KYC) Questionnaire
- DCP01 (with checklist including an overview of all forms and documents necessary for admission)
- CM02 Clearing Agreement
- EEX Group Signature Schedule
- TP07 VAT details
- O09 DCPCM Limit Adjustment
- O10 DCPCM Cash Deposit and Release
- O11 DCPCM Auction Cash Deposit and Release
| Publishing date | Title | File |
|---|---|---|
| 2024-09-10 | DCP CM Starter Kit | zip (9 MB) |
| Publishing date | Title | File |
|---|---|---|
| 2024-09-10 | O09 DCPCM Limit Adjustment | pdf (122 KB) |
| 2024-08-05 | KYC Questionnaire | zip (4 MB) |
| 2024-06-17 | DCP01 Application | pdf (2 MB) |
| 2023-10-23 | O10 DCPCM Cash Deposit and Release | pdf (136 KB) |
| 2023-10-23 | O11 DCPCM Auction Cash Deposit and Release | pdf (674 KB) |
| 2021-05-17 | CM02 Clearing Agreement | pdf (720 KB) |
| 2020-06-30 | DCP03a Bank Guarantee | pdf (73 KB) |
| 2020-06-30 | DCP03b Parent Company Guarantee | pdf (74 KB) |
Further Documents
In addition to the DCP Member forms, the following documents have to be provided:
- annual report
- certificate from company registry
- trilateral Settlement Bank Agreement or copy of the bilateral agreement with the Settlement Bank
CM Forms
In order to be granted a Clearing Member license the following forms and documents are necessary.
If you wish to trade at one of ECC's Partner Exchanges, please fill in the relevant Trading-Participant forms (TP-forms).
CM Starter Kit
The CM Starter Kit provides you with all basic admission forms necessary for CMs
Included are the following documents:
- CM Questionnaire
- CM01, CM02, CM04, T01, T06, T10 forms
- Checklist including an overview of all forms and documents necessary for admission
| Publishing date | Title | File |
|---|---|---|
| 2024-07-29 | CM Starter Kit | zip (10 MB) |
Clearing Member Forms (CM Forms)
| Publishing date | Title | File |
|---|---|---|
| 2024-05-13 | CM01 Application for Granting of a Clearing License | pdf (2 MB) |
| 2024-04-17 | CM12 Authorisation of the TARGET2 account holder | pdf (723 KB) |
| 2024-01-23 | CM02e Setup of Simple Omnibus Pool | pdf (744 KB) |
| 2023-09-26 | CM02c Omnibus Agreement Regarding the Omnibus Account | pdf (670 KB) |
| 2023-04-18 | CM Questionnaire | docx (148 KB) |
| 2022-10-06 | CM04 Setup / Modification / Deletion of Contacts and Functions | pdf (2 MB) |
| 2021-05-17 | CM02 Clearing Agreement | pdf (720 KB) |
| 2021-05-17 | CM02a Appendix to the application for granting of a Clearing License for Indirect Clearing | pdf (668 KB) |
| 2021-05-17 | CM05 Bank Guarantee for missing liable equity | pdf (642 KB) |
| 2019-05-29 | CM08 Activation of Commercial Bank Account | pdf (148 KB) |
| 2018-10-12 | CM08a Authorisation of the Commercial Bank Account Holder | pdf (620 KB) |
| 2017-09-06 | CM02d Setup of House Pool | pdf (123 KB) |
TP Forms
Separate Trading Participant Forms (TP Forms), which are listed in the table below, have to be sent in for the settlement of specific products and if physical delivery is choosen. It will be a proof for the ability for physical delivery towards ECC. These forms have to be handed in by Non-Clearing Members as well as Clearing Members if they wish to start trading at one of ECC's Partner Exchanges.
| Publishing date | Title | File |
|---|---|---|
| 2024-08-13 | HUPX - Hungarian Power Spot (TP_HUPX_01a, TP_HUPX_01b) | zip (326 KB) |
| 2024-08-07 | EEX - Guarantees of Origin (European Energy Exchange, TP_EEX_06_GoO) | pdf (116 KB) |
| 2024-07-23 | EEX - Guarantees of Origin (TP_EEX_03_GoO) | pdf (307 KB) |
| 2024-07-15 | EPEX - Nordics Power Contracts (TP_EPEX_02a_NORDIC, TP_EPEX_02b_NORDIC) | zip (3 MB) |
| 2024-07-15 | EPEX - Polish Power Contracts (TP_EPEX_03a_POLISH, TP_EPEX_03b_POLISH) | zip (845 KB) |
| 2024-07-15 | EPEX - Power Contracts (TP_EPEX_01a, TP_EPEX_01b, TP02, BSCP71) | zip (4 MB) |
| 2024-05-29 | BSP - Slovenian Power Contracts (TP_BSP_01a, TP_BSP_01b) | zip (2 MB) |
| 2024-03-21 | TP07 VAT Details | pdf (790 KB) |
| 2023-08-22 | EEX - Natural Gas (TP_EEX_05a, TP_EEX_05b, TP_EEX_05c) | zip (4 MB) |
| 2023-05-11 | SEEPEX - Serbian Power (TP_SEEPEX_01a, TP_SEEPEX_01b) | zip (1 MB) |
| 2022-04-04 | EEX - Emission Rights Spot Contracts and Emission Rights Futures (TP_EEX_04_Emission Rights) | pdf (258 KB) |
| 2022-04-04 | HUDEX - Hungarian Power Futures (TP_HUDEX_01) | pdf (211 KB) |
| 2022-04-04 | NOREXECO - Financial Futures (NXE_01) | pdf (1 MB) |
| 2022-04-04 | SEMOpx - SEMOpx power contracts (TP_SEMOPX_01a, TP_SEMOPX_01b) | zip (410 KB) |
| 2021-04-14 | EEX Asia - Financial Futures and Options (TP_EEXA_01) | zip (251 KB) |
| 2020-01-03 | PXE - Financial Power (TP_PXE_02) | pdf (163 KB) |
Technical Forms
To receive access to one of ECC’s clearing and settlement systems for using the full scope of our services the member has to provide the respective technical form.
| Publishing date | Title | File |
|---|---|---|
| 2023-02-17 | T10c - Application for Setup/Deletion of Security Administration (SA) Account in C7 Clearing GUI | pdf (654 KB) |
| 2020-09-07 | T10s - Application for Setup/ Modification/ Deletion of User IDs and of User for ECC Risk Management Services in the ECC Member Area | pdf (1 MB) |
| 2019-10-16 | T01 Order of Technical Access to EUREX system | pdf (182 KB) |
| 2019-03-01 | T07_ECC - Notification of Outsourcing of Backoffice Functions of ECC Non-Clearing Members | zip (2 MB) |
| 2018-07-13 | T10p Application for setup / modification / deletion of user-IDs for the ECC Public FTP server | zip (144 KB) |
| 2018-07-13 | T10v User Application for setup / modification / deletion of user-IDs for the ECC Public FTP server (Software Vendors) | zip (124 KB) |
Operational Forms
The listed forms are applicable in the framework of our daily operational processes and to assign authorized representatives towards ECC.
| Publishing date | Title | File |
|---|---|---|
| 2024-06-07 | O04 Collateral Deposit / Collateral Release | zip (142 KB) |
| 2024-06-07 | O05 Intraday Collateral Deposit / Collateral Release | zip (185 KB) |
| 2024-05-23 | Signature Schedule | pdf (1 MB) |
| 2024-02-01 | O10 Cash Deposit and Release | pdf (136 KB) |
| 2023-10-23 | O11 DCPCM Auction Cash Deposit and Release | pdf (674 KB) |
| 2023-03-15 | O07a Application Emission Rights as Margin Credit | pdf (1 MB) |
| 2023-03-15 | O07b Release Emission Rights as Margin Credit | pdf (698 KB) |
| 2018-07-13 | O08 Application Form Bank Guarantee on First Demand as Margin Credit on Spot Margin | zip (80 KB) |