To become a Non-Clearing Member (NCM), you need to fill in the forms listed on this page.
Starter Kit for Non-Clearing MemberThe NCM Starter Kit provides you with all basic admission forms necessary for NCMs.
Non-Clearing Member Forms (NCM Forms)
Form Title | Description | Download |
KYC Questionnaire (2017-10-02) | "Know Your Customer" Questionnaire Required in single copy, will be signed by the NCM NCM provides general information about his company as well as commodity-specific data | download ZIP (402 kB) |
NCM01 Application (2016-02-02) | Application for Admission as Non-Clearing Member | download ZIP (142 kB) |
NCM02 Agreement (2017-09-14) | NCM-Agreement required in triplicate, will be signed by CM, NCM und ECC defines the legal relationship between the parties | download ZIP (130 kB) |
NCM02a Appendix (2017-09-14) | Appendix to the NCM Agreement NCM02 only required from an existing NCM who wishes to extend the license to other Partner Exchanges required in triplicate | download ZIP (112 kB) |
NCM02b Appendix (2017-05-09) | Appendix Back up Clearing Member to the NCM Agreement NCM02 required in triplicate | download ZIP (26 kB) |
NCM02c Appendix "Individual Segregation" to the NCM Agreement (Collateral Agreement) (2017-05-19) | With the signing of this Collateral Agreement the Non-Clearing Member opts for the individual segregation of its positions and collateral (“Individual Segregation”). | download ZIP (122 kB) |
NCM03 NCM Agreement for Clearing Broker Clients | NCM-Agreement for Clearing Broker Clients required in triplicate, will be signed by CM, Clearing Broker NCM und ECC defines the legal relationship between the parties | download ZIP (410 kB) |
NCM03a Appendix to the NCM Agreement for Clearing Broker Clients | Appendix to the NCM Agreement NCM03 only required from an existing Clearing Broker NCM who wishes to extend the license to other Partner Exchanges required in triplicate | download ZIP (157 kB) |
NCM05 Clearer Change (2018-01-17) | Application to change the Clearing Member | download ZIP (110 kB) |
NCM05a Clearer Change (2017-05-09) | Application to change the Clearing Member – Urgent Case | download ZIP (120 kB) |
NCM06 Close-out Netting Agreement (2008-11-27) | Close-Out Netting Agreement between a Clearing Member and a Non-Clearing Member | download ZIP (13 kB) |
NCM07 Power of Authority for ECC Regarding the Transfer of Collateral in Urgent Cases (2017-05-29) | Commission and authorisation of ECC to transfer the transferable collateral booked in the CBF pledged securities deposit and the Cash pledge account | download ZIP (38 kB) |
In addition to the NCM forms, the following documents have to be provided:
- proof of signature, copies of the ID cards of all persons who sign this application
- annual report
- certificate from company registry