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NCM Forms
European Commodity Clearing AG
Augustusplatz 9
04109 Leipzig
Germany
Tel.: +49/341/24680-444
Fax: +49/341/24680-409
eMail: info@ecc.de
Internet: www.ecc.de
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NCM Forms
To become a Non-Clearing Member (NCM), you need to fill in the forms listed on this page.
Starter Kit for Non-Clearing MemberThe NCM Starter Kit provides you with all basic admission forms necessary for NCMs.
| NCM Starter Kit | |
The following documents are included:
| (1.1 MB) |
Non-Clearing Member Forms (NCM Forms)
| Form Title | Description | Download |
| KYC Questionnaire (2017-09-21) | "Know Your Customer" Questionnaire Required in single copy, will be signed by the NCM NCM provides general information about his company as well as commodity-specific data | download ZIP (402 kB) |
| NCM01 Application (2016-02-02) | Application for Admission as Non-Clearing Member | download ZIP (142 kB) |
| NCM02 Agreement (2017-09-14) | NCM-Agreement required in triplicate, will be signed by CM, NCM und ECC defines the legal relationship between the parties | download ZIP (130 kB) |
| NCM02a Appendix (2017-09-14) | Appendix to the NCM Agreement NCM02 only required from an existing NCM who wishes to extend the license to other Partner Exchanges required in triplicate | download ZIP (112 kB) |
| NCM02b Appendix (2017-05-09) | Appendix Back up Clearing Member to the NCM Agreement NCM02 required in triplicate | download ZIP (26 kB) |
| NCM02c Appendix "Individual Segregation" to the NCM Agreement (Collateral Agreement) (2017-05-19) | With the signing of this Collateral Agreement the Non-Clearing Member opts for the individual segregation of its positions and collateral (“Individual Segregation”). | download ZIP (122 kB) |
| NCM03 NCM Agreement for Clearing Broker Clients | NCM-Agreement for Clearing Broker Clients required in triplicate, will be signed by CM, Clearing Broker NCM und ECC defines the legal relationship between the parties | download ZIP (410 kB) |
| NCM03a Appendix to the NCM Agreement for Clearing Broker Clients | Appendix to the NCM Agreement NCM03 only required from an existing Clearing Broker NCM who wishes to extend the license to other Partner Exchanges required in triplicate | download ZIP (157 kB) |
| NCM05 Clearer Change (2017-05-16) | Application to change the Clearing Member | download ZIP (110 kB) |
| NCM05a Clearer Change (2017-05-09) | Application to change the Clearing Member – Urgent Case | download ZIP (120 kB) |
| NCM06 Close-out Netting Agreement (2008-11-27) | Close-Out Netting Agreement between a Clearing Member and a Non-Clearing Member | download ZIP (13 kB) |
| NCM07 Power of Authority for ECC Regarding the Transfer of Collateral in Urgent Cases (2017-05-29) | Commission and authorisation of ECC to transfer the transferable collateral booked in the CBF pledged securities deposit and the Cash pledge account | download ZIP (38 kB) |
Further Documents
In addition to the NCM forms, the following documents have to be provided:
- proof of signature, copies of the ID cards of all persons who sign this application
- annual report
- certificate from company registry
Clearing Conditions
Detailed information on ECC clearing and settlement can be found in the
“Clearing Conditions of European Commodity Clearing AG ”.
Price List
Detailed information on fees and invoicing is provided in the current “ECC’s Price List”.
New Members
Trafigura Trading (Europe) Sárl
EP UK Investments Ltd.
Alcanzia Energia S.L.U.
Glencore Energy UK Ltd.
ADM Investor Services International Limited