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CM Forms

In order to be granted a Clearing Member license the following forms and documents are necessary. 

If you wish to trade at one of ECC's Partner Exchanges, please fill in the relevant Trading-Participant forms (TP-forms).

Starter Kit

CM Starter Kit 
The CM Starter Kit provides you with all basic admission forms necessary for CMs
Included are the following documents:
  • CM Questionnaire
  • CM01, CM02, CM04, T01, T06, T10 forms
  • Checklist including an overview of all forms and documents necessary for admission
download zip
(1.80 MB) 

 

Clearing Member Forms (CM Forms)

Document titleDescriptionDownload
CM Questionnaire (2017-05-30) Submitting the completed and legally binding signed version of this questionnaire is prerequisite to maintain the ECC Clearing Member license. download zip (655 kB)  
CM01 Application for Granting of a Clearing License
(2015-09-25)
With this form the company is applying to be admitted as a Clearing Member at ECCdownload zip
(544 kB)
 
CM02 Clearing Agreement 
(2017-02-23)

This form represents the contractual basis between ECC and Clearing Member

required in duplicate

download zip
(80 kB)  
CM02c Omnibus Agreement Regarding the Omnibus Account
(2014-05-15)
This agreement is an Omnibus Agreement within the meaning of the definition of “Omnibus Agreement” in Section 1 of the ECC Clearing Conditions.download zip
(85 kB)
CM02d Setup of House Pool
(2014-06-05)
With this form your company can request the segregation of its house business by assets from its client business.download zip (42 kB)
CM02e Setup of Simple Omnibus Pool
(2014-06-20)
With this form your company can request the simple omnibus segregation.download zip
(42 kB)
CM04 Setup / Modification / Deletion of Contacts and Functions (2017-01-19)

In this form, the following contacts are defined: Contacts Collateral Management, Margin Calls, Backload-/Legacy Trades, Position Management / Close Out, Cash Processing, Limit Management, Suspension of NCMs, General Contacts for business matters, Product Setup / Backoffice Systems, for NCM Admission and .Fee cancellation of Counter Trades.

download zip (249 kB)
CM05 Bank Guarantee for missing liable equity 
(2017-05-30)

General Clearing Members (GCM)  have to provide a bank guarantee of EUR 30  m

Direct Clearing Members (DCM) have to provide a bank guarantee of EUR 7.5 m

Missing liable equity could be compensated through a bank guarantee

download zip
(47 kB)  
CM07 Power of attorney ECC transaction settlement (foreign currency) 
(2016-01-18)

Foreign Currency Settlement

download zip
(30 kB)  
CM12 Authorisation of the TARGET2 account holder
(2017-05-30)
Confirmation of the TARGET2 account holder in case the applicant uses a third party TARGET2 accountdownload zip
(41 kB) 
CM13 Authorisation of the Clearstream account holder
(2017-05-30)
Confirmation of the Clearstream account holder in case the applicant uses a third party Clearstream accountdownload zip
(92 kB)